Legal

Regulatory Filings

Below is a link to our most recent Form ADV Part 2A.

ADV Part 2A

Important Disclosures

The Venturi Wealth Management, LLC (“Venturi” or the “Firm”) website is intended only for your personal, non-commercial use.

Venturi is an SEC registered investment adviser located in Austin, Texas. Venturi and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers by those states in which Venturi maintains clients. Venturi may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. Venturi’s web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Venturi’s web site on the Internet should not be construed by any consumer and/or prospective client as Venturi’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Venturi. For information pertaining to the registration status of Venturi, please contact the United States Securities and Exchange Commission on its web site at www.adviserinfo.sec.gov. A copy of Venturi’s current written disclosure statement discussing Venturi’s business operations, services, and fees is available from Venturi upon written request. Venturi does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Venturi’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. SEC Registration does not imply a certain level of skill or training.

ACCESS TO THIS WEB SITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEB SITE OR ANY THIRD PARTY WEB SITE LINKED TO THIS WEB SITE.


Copyright Policy, Linking Policy and Trademarks

The Venturi website is protected by applicable copyright laws. Accordingly, you may not copy, distribute, modify, post or frame-in the Venturi website, including any text, graphics, video, audio, software code, user interface design or logos.

Financial Times disclosure

The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (June, 2017). The FT 300 is based on data gathered from RIA firms, regulatory disclosures, and the FT’s research. The listing reflected each practice’s performance in six primary areas: assets under management, asset growth, compliance record, years in existence, credentials and online accessibility. This award does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance. Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the FT 300. Historical references:  References to the length of client relationships include relationships with Venturi personnel prior to the establishment of Venturi.