Dave Swann, J.D.

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  |  February 21, 2020  |  
Michael Catanese

Dave Swann is Chief Compliance Officer and the General Counsel of Venturi Private Wealth. Utilizing more than 20 years of industry experience, he is responsible for the administration, direction, management, and oversight of the compliance and legal functions at Venturi.

Prior to joining Venturi, Dave served as the Chief Compliance Officer at Meritage Capital, an Austin based firm that specialized in hedge fund investment solutions. Meritage Capital was acquired by Brown Advisory in 2018.

Prior to Meritage Capital, Dave served as the Regulatory and Legal Officer at the Virginia Retirement System. He also served as the Chief Compliance Officer for nine years for an investment advisory firm located in Austin, Texas. Prior to his career in investments, he served as an Assistant City Attorney providing legal guidance to the San Antonio Local Development Company and the City’s Economic Development Department.

He received a B.A. from the University of Virginia, an M.B.A. from Jacksonville University and a J.D. from St. Mary’s University School of Law.  Dave is a licensed attorney in the State of Texas. Dave enjoys spending time with his family, playing guitar, and fishing.


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